Statement for Self-Certified Sophisticated Investor
I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
c) by signing this statement I may lose significant rights;
d) I may have no right to complain to either of the following.
i.the Financial Conduct Authority; or
ii. the Financial Ombudsman Scheme; and
e) I may have no right to seek compensation from the Financial Services Compensation Scheme.
I am a self-certified sophisticated investor because at least one of the following applies:
a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
b) I have made more than one investment in an unlisted company in the two years prior to the date below;
c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
I accept that I can lose my property and other assets invested from making investment decisions based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in advising on investments.
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I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from someone who specialises in advising on non-readily realisable securities.